Form D · Hedge Fund

PRISMA SPECTRUM FUND LP

Newport Beach, CA · CIK 0001327498

Offering snapshot reported Sep 21, 2022 · SEC filing

Reported sold
$1.57B
Indefinite offering
Investors reported
491
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$783M$1.57BMar 15, 2010: $264,302,463.00Mar 15, 2010Feb 24, 2011: $416,732,463.00Feb 24, 2012: $571,634,328.00Feb 25, 2013: $660,630,913.00Feb 25, 2014: $752,972,803.00Feb 25, 2015: $1,190,682,742.00Sep 29, 2015: $1,202,747,370.00Sep 29, 2016: $1,243,672,520.00Sep 29, 2017: $1,264,302,281.00Sep 28, 2018: $1,290,063,664.00Sep 27, 2019: $1,300,078,449.00Sep 25, 2020: $1,561,045,677.00Sep 27, 2021: $1,566,458,344.00Sep 21, 2022: $1,566,728,344.00Sep 21, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,566,458,344 → $1,566,728,344

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 21, 2022Amendment$1,566,728,344$270,000vs Sep 27, 2021491SEC filing
Sep 27, 2021Amendment$1,566,458,344$5,412,667vs Sep 25, 2020491SEC filing
Sep 25, 2020Amendment$1,561,045,677$260,967,228vs Sep 27, 2019484SEC filing
Sep 27, 2019Amendment$1,300,078,449$10,014,785vs Sep 28, 2018442SEC filing
Sep 28, 2018Amendment$1,290,063,664$25,761,383vs Sep 29, 2017433SEC filing
Sep 29, 2017Amendment$1,264,302,281$20,629,761vs Sep 29, 2016423SEC filing
Sep 29, 2016Amendment$1,243,672,520$490,699,717vs Feb 25, 2014401SEC filing
Sep 29, 2015Amendment$1,202,747,370$449,774,567vs Feb 25, 2014360SEC filing
Feb 25, 2015Amendment$1,190,682,742$437,709,939vs Feb 25, 2014336SEC filing
Feb 25, 2014Amendment$752,972,803$92,341,890vs Feb 25, 2013274SEC filing
Feb 25, 2013Amendment$660,630,913$88,996,585vs Feb 24, 2012213SEC filing
Feb 24, 2012Amendment$571,634,328$154,901,865vs Feb 24, 2011140SEC filing
Feb 24, 2011Amendment$416,732,463$152,430,000vs Mar 15, 201076SEC filing
Mar 15, 2010Amendment$264,302,463No comparison28SEC filing
May 13, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.6M
Finders' fees
$0
Form D file number
021-77202

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Atlantic Trust CompanyNoneInvesco National Trust Company
Deutsche Bank Securities Inc.2525
Deutsche Bank Trust Company AmericasNone
UBS Financial Services Inc.8174
Morgan Stanley Smith Barney LLC149777
Structured Finance Americas LLCNone
Raymond James & Associates, Inc.705
Raymond James Financial Services, Inc.6694

Source: Form D, filed Sep 21, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISMA SPECTRUM FUND LP

Investment adviser: PAAMCO PRISMA, LLC

Gross asset value
$64.8M
Beneficial owners
49
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Filing source

Form ADV 1711891 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-6979049221

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kkr Management Holdings, L.P. Executive
Prisma Capital Partners I, Llc Executive
Prisma Capital Partners I, Llc Prisma Capital Partners I, Llc Executive
Prisma Capital Partners I, Lp Executive
Prisma Capital Partners I, Lp Prisma Capital Partners I, Lp Executive
Prisma Capital Partners Llc Executive
Prisma Capital Partners Llc Prisma Capital Partners Llc Executive
Prisma Capital Partners Lp Promoter
Girish V. Reddy Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Prisma Capital Partners Llc 600 Newport Center Drive, Suite 930
Newport Beach, CA, 92660