Form D · Other
PRISM TECHNOLOGIES LLC
Omaha, NE · CIK 0001277137
Offering snapshot reported Apr 26, 2013 · SEC filing
- Reported sold
- $0 Offering amount: $5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 10, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 26, 2013 | Initial | $0 | No comparison | 0 | SEC filing |
| Apr 19, 2013 | Amendment | $2,531,000 | $1,781,000vs May 21, 2012 | 23 | SEC filing |
| May 21, 2012 | Initial | $750,000 | No comparison | 3 | SEC filing |
| Aug 7, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $500K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-195614
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Gilford Securities Incorporated | 8076 |
Source: Form D, filed Apr 26, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andre J. Bahou | Executive |
| Gregory J. Duman | Director, Executive |
| William E. Fisher | Director |
| Richard L. Gregg | Director, Executive |
| Gerald C. Korth | Executive |
| David P. Stokes | Director |
Issuer details
Industry: Other (See others in industry)
Address:
2323 South 171 St. Street. Suite 106
Omaha, NE, 68130
Omaha, NE, 68130