Form D · Hedge Fund

Prism Quant Fund I, LP

Los Altos, CA · CIK 0001600119

Offering snapshot reported Feb 1, 2016 · SEC filing

Reported sold: $5.01M
Investors reported: 2
Minimum accepted: $500K
First sale: Feb 3, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 1, 2016	Initial	$5,012,888	No comparison	2	SEC filing
Apr 30, 2015	Amendment	$5,012,888	$0vs Feb 14, 2014	2	SEC filing
Feb 14, 2014	Initial	$5,012,888	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-256370

No sales commissions or finder's fees have been or will be paid.

Source: Form D, filed Feb 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISM QUANT FUND I, LP

Investment adviser: OPTIMAL ASSET MANAGEMENT, INC.

Gross asset value: $5.2M
Beneficial owners: 1
ADV minimum commitment: $100K

Reported in Form ADV on Aug 21, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator AFFINITY FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PATKE & ASSOCIATES LINCOLNSHIRE, Illinois, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING CORP. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker MERLIN SECURITIES SAN FRANCISO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 938916 · Aug 21, 2015 · Schedule D 7.B.(1), fund 805-1830969746

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Himanshu Monty Joshi	Executive
Vijay Vaidyanathan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

171 Main Street Suite 298
Los Altos, CA, 94022