Form D · Hedge Fund

PRISM PARTNERS, L.P.

Boston, MA · CIK 0001086234

Offering snapshot reported Jan 24, 2018 · SEC filing

Reported sold: $234M
Investors reported: 160
Minimum accepted: $0
First sale: Apr 14, 1999

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$123,020,561 → $234,152,852
Reported investors153 → 160

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 24, 2018	Amendment	$234,152,852	$111,132,291vs Jan 18, 2017	160	SEC filing
Jan 18, 2017	Amendment	$123,020,561	$65,000vs Jan 20, 2016	153	SEC filing
Jan 20, 2016	Amendment	$122,955,561	$90,000vs Jan 30, 2015	153	SEC filing
Jan 30, 2015	Amendment	$122,865,561	$0vs Jan 31, 2014	152	SEC filing
Jan 31, 2014	Amendment	$122,865,561	$0vs Feb 1, 2013	152	SEC filing
Feb 1, 2013	Amendment	$122,865,561	-$9,244,062vs Mar 16, 2009	152	SEC filing
Feb 1, 2012	Amendment	$122,865,561	-$9,244,062vs Mar 16, 2009	152	SEC filing
Feb 1, 2011	Amendment	$116,859,623	-$15,250,000vs Mar 16, 2009	141	SEC filing
Feb 1, 2010	Amendment	$134,759,623	$2,650,000vs Mar 16, 2009	141	SEC filing
Mar 16, 2009	Amendment	$132,109,623	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-41196

The total amount sold and the number of investors does not take withdrawals and/or redemptions into consideration.

Limited Partnership Interests.

Source: Form D, filed Jan 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISM PARTNERS, L.P.

Investment adviser: DELTA PARTNERS, LP

Gross asset value: $236M
Beneficial owners: 19
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (CHARLOTTE) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP BOSTON, Massachusetts, United States

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1182537 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-8771034321

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Delta Advisors, Llc	Executive
N/A Delta Advisors, Llc	Executive
Delta Partners, Lp	Executive
Charles Jobson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

265 Franklin Street Suite 903
Boston, MA, 02110