Form D · Hedge Fund

Prism Partners IV Leveraged Offshore Fund

Hamilton, D0 · CIK 0001305068

Offering snapshot reported Sep 25, 2012 · SEC filing

Reported sold
$109M
Offering amount: $500M
Investors reported
10
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$54.5M$109MMar 5, 2009: $39,650,505.00Mar 5, 2009Mar 2, 2010: $39,650,504.00Mar 2, 2010Mar 3, 2011: $78,100,505.00Mar 3, 2011Feb 27, 2012: $109,091,861.00Sep 25, 2012: $109,091,861.00Sep 25, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 25, 2012Amendment$109,091,861$0vs Feb 27, 201210SEC filing
Feb 27, 2012Amendment$109,091,861$30,991,356vs Mar 3, 201110SEC filing
Mar 3, 2011Amendment$78,100,505$38,450,001vs Mar 2, 20109SEC filing
Mar 2, 2010Amendment$39,650,504-$1vs Mar 5, 20096SEC filing
Mar 5, 2009Amendment$39,650,505No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-69909
Redeemable shares

Source: Form D, filed Sep 25, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISM PARTNERS IV LEVERAGED OFFSHORE FUND

Investment adviser: WEINTRAUB CAPITAL MANAGEMENT, L.P.

Gross asset value
$715M
Beneficial owners
71
ADV minimum commitment
$1M

Reported in Form ADV on Apr 25, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES, CANADA MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG, LLP SAN FRANCISCO, California, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 643070 · Apr 25, 2012 · Schedule D 7.B.(1), fund 805-2710826944

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ronan Guilfoyle Director
Roger H. Hanson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citi Hedge Fund Services, Ltd. Hemisphere House, 9 Church Street
Hamilton, D0, HM11