Form D · Hedge Fund

Prism Partners III Leveraged LP

San Francisco, CA · CIK 0001303761

Offering snapshot reported Mar 8, 2012 · SEC filing

Reported sold
$680M
Offering amount: $1B
Investors reported
104
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$340M$680MMar 12, 2010: $548,334,709.00Mar 12, 2010Mar 7, 2011: $638,221,489.00Mar 7, 2011Mar 8, 2012: $680,370,268.00Mar 8, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$638,221,489 → $680,370,268
  • Reported investors97 → 104

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 8, 2012Amendment$680,370,268$42,148,779vs Mar 7, 2011104SEC filing
Mar 7, 2011Amendment$638,221,489$89,886,780vs Mar 12, 201097SEC filing
Mar 12, 2010Amendment$548,334,709No comparison62SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-69473
Limited partner interests

Source: Form D, filed Mar 8, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISM PARTNERS III LEVERAGED, L.P.

Investment adviser: WEINTRAUB CAPITAL MANAGEMENT, L.P.

Gross asset value
$460M
Beneficial owners
84
ADV minimum commitment
$1M

Reported in Form ADV on Apr 25, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES, CANADA MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG, LLP SAN FRANCISCO, California, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 643070 · Apr 25, 2012 · Schedule D 7.B.(1), fund 805-3874067778

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nancy J. De Schane Executive
Jerald M. Weintraub Executive
N/A Weintraub Capital Management, L.P. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
44 Montgomery Street, Suite 4100
San Francisco, CA, 94104