Form D · Hedge Fund

PRISM OFFSHORE FUND, LTD.

Grand Cayman, E9 · CIK 0001217802

Offering snapshot reported Jan 18, 2017 · SEC filing

Reported sold
$200M
Indefinite offering
Investors reported
82
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Feb 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$105M$210MMar 16, 2009: $209,833,312.00Mar 16, 2009Feb 1, 2010: $209,833,312.00Feb 1, 2011: $200,133,312.00Feb 1, 2012: $200,133,312.00Feb 1, 2013: $200,133,312.00Jan 31, 2014: $200,133,312.00Jan 30, 2015: $200,133,312.00Jan 20, 2016: $200,133,312.00Jan 18, 2017: $200,133,312.00Jan 18, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $50,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 18, 2017Amendment$200,133,312$0vs Jan 20, 201682SEC filing
Jan 20, 2016Amendment$200,133,312$0vs Jan 30, 201582SEC filing
Jan 30, 2015Amendment$200,133,312$0vs Jan 31, 201482SEC filing
Jan 31, 2014Amendment$200,133,312$0vs Feb 1, 201382SEC filing
Feb 1, 2013Amendment$200,133,312-$9,700,000vs Mar 16, 200982SEC filing
Feb 1, 2012Amendment$200,133,312-$9,700,000vs Mar 16, 200982SEC filing
Feb 1, 2011Amendment$200,133,312-$9,700,000vs Mar 16, 200982SEC filing
Feb 1, 2010Amendment$209,833,312$0vs Mar 16, 200986SEC filing
Mar 16, 2009Amendment$209,833,312No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-52834

Source: Form D, filed Jan 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISM OFFSHORE FUND LTD

Investment adviser: DELTA PARTNERS, LP

Gross asset value
$12.6M
Beneficial owners
0
ADV minimum commitment
$0

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (CHARLOTTE) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG (CAYMAN)
PCAOB 1323

KPMG LLP
PCAOB 185

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1182537 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-6145154774

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Davis Director
Delta Partners, Llc Executive
Delta Partners, Lp Executive
Barbara Faiella Director
Charles Jobson Director
Cary T. Marr Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Elian Fiduciary Svcs (Cayman) Ltd 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007