Form D · Hedge Fund

Prism Amber Fund, LP

Newtown, PA · CIK 0001486375

Offering snapshot reported Jun 4, 2019 · SEC filing

Reported sold
$24.2M
Indefinite offering
Investors reported
46
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.1M$24.2MOct 27, 2017: $23,443,076.00Oct 27, 2017Oct 27, 2017: $21,443,287.00Jun 4, 2019: $24,191,333.00Jun 4, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,443,287 → $24,191,333
  • Reported investors44 → 46

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 4, 2019Amendment$24,191,333$2,748,046vs Oct 27, 201746SEC filing
Oct 27, 2017Amendment$21,443,287-$1,999,789vs Oct 27, 201744SEC filing
Oct 27, 2017Initial$23,443,076No comparison44SEC filing
Oct 27, 2016Initial$21,872,323No comparison38SEC filing
Oct 5, 2015Initial$23,584,274No comparison38SEC filing
Oct 6, 2014Initial$22,870,016No comparison38SEC filing
Jan 22, 2014Amendment$21,342,237$0vs Sep 30, 201342SEC filing
Sep 30, 2013Amendment$21,342,237$204,338vs Sep 6, 201242SEC filing
Sep 6, 2012Amendment$21,137,899$2,357,723vs Sep 7, 201142SEC filing
Sep 7, 2011Initial$18,780,176No comparison34SEC filing
Apr 28, 2010Initial$13,262No comparison30SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-297567

Source: Form D, filed Jun 4, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISM AMBER FUND LP

Investment adviser: PRISM FUNDS, LLC

Gross asset value
$18.5M
Beneficial owners
37
ADV minimum commitment
$1M

Reported in Form ADV on Mar 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASPEN PARTNERS, LTD. ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WILLIAMS, BENATOR & LIBBY LLP ATLANTA, Georgia, United States
Custodian BANK OF AMERICA PHOENIX, Arizona, United States Related to adviser: No
Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WILLIAMS, BENATOR & LIBBY LLP
PCAOB 597

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1262477 · Mar 28, 2019 · Schedule D 7.B.(1), fund 805-7800540890

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Johnson Director
Richard Simkus Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4 Caufield Place Suite 102
Newtown, PA, 18940