Form D · Private Equity Fund

Principle Capital Fund IV, L.P.

Grand Cayman, E9 · CIK 0001676247

Offering snapshot reported Jun 1, 2017 · SEC filing

Reported sold: $35M
Investors reported: 2
Minimum accepted: $0
First sale: Jun 24, 2016

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 2

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 1, 2017	Amendment	$35,000,000	No comparison	2	SEC filing
Jun 2, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-264302

Source: Form D, filed Jun 1, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRINCIPLE CAPITAL FUND IV, L.P.

Investment adviser: PRINCIPLE CAPITAL ADVISORS LIMITED

Gross asset value: $459M
Beneficial owners: 16
ADV minimum commitment: $5M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LANGHAM HALL HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Filing source

Form ADV 2074468 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-6276743510

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Principle Capital Fund IV, L.P. (this fund)	Jun 1, 2017	$35,000,000	2
Principle Capital Fund V, L.P.	Jun 14, 2024	$36,169,813	4

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Ahn	Director
Zhong Ren Jing	Director
Principle Capital Associates Iv, L.P.	Promoter
Lin Lin Zhou	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104