Form D · Other Investment Fund

PRINCIPAL STRATEGIC OPPORTUNITY FUND III, LP

Des Moines, IA · CIK 0001762430

Offering snapshot reported Jan 3, 2019 · SEC filing

Reported sold
$250M
Offering amount: $250M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 19, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 3, 2019Initial$250,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-329570
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.
Sales commission comp is paid to employees of the investment manager that are registered persons of an affiliated broker dealer, which acts as a non-compensated placement agent for the issuer's investment manager.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
PRINCIPAL FUNDS DISTRIBUTOR, INC.43261

Source: Form D, filed Jan 3, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Na Principal Real Estate Investors, Llc Executive, Promoter
Na Principal Strategic Opportunity Fund Iii Gp, Lp Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
801 Grand Avenue
Des Moines, IA, 50392