Form D · Other Investment Fund
Principal Plus Fund 1, LLC
Cary, IL · CIK 0001497573
Offering snapshot reported Jul 29, 2010 · SEC filing
- Reported sold
- $300K Offering amount: $2M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 19, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 29, 2010 | Initial | $300,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $18K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-145637
Estimate provided is the amount anticipated to be paid for the 3 investors who have already purchased. Going forward, issuer anticipates paying commissions of 6% of issued amount.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Thomas Duensing | 1893332 | ARETE WEALTH MANAGEMENT, LLC · CRD 44856 |
Source: Form D, filed Jul 29, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Canham | Executive |
| Thomas Duensing | Promoter |
| Richard Podgorski | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
28955 West Midway Street
Cary, IL, 60013
Cary, IL, 60013