Form D · Hedge Fund

PRINCETON FUTURES FUND LTD

Tortola, D8 · CIK 0001448370

Offering snapshot reported Nov 8, 2013 · SEC filing

Reported sold
$19.7M
Indefinite offering
Investors reported
41
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Feb 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.83M$19.7MNov 20, 2009: $11,147,873.00Nov 20, 2009Nov 12, 2010: $14,784,823.00Nov 12, 2010Nov 10, 2011: $17,468,045.00Nov 10, 2011Nov 9, 2012: $19,409,065.00Nov 9, 2012Nov 8, 2013: $19,660,364.00Nov 8, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,409,065 → $19,660,364
  • Reported investors40 → 41

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2013Amendment$19,660,364$251,299vs Nov 9, 201241SEC filing
Nov 9, 2012Amendment$19,409,065$1,941,020vs Nov 10, 201140SEC filing
Nov 10, 2011Amendment$17,468,045$2,683,222vs Nov 12, 201037SEC filing
Nov 12, 2010Amendment$14,784,823$3,636,950vs Nov 20, 200931SEC filing
Nov 20, 2009Amendment$11,147,873No comparison19SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$1.32M (estimated)
Finders' fees
$0
Form D file number
021-123652
The commission reported is as of September 30, 2013 and includes commissions paid in connection with the sale of the Issuer's securities as well as the securities of Princeton Futures Fund, L.P., the master fund into which Issuer's investments are fed.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Summit Equities, Inc.11039Summit Equities, Inc. · CRD 11039
Compass Securities Corporation16168Compass Securities Corporation · CRD 16168
Capital Management Partners, Inc.21973Capital Management Partners, Inc. · CRD 21973

Source: Form D, filed Nov 8, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert T. Keck Director
Laura M. Latella Director
John W. Mc Donnell Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Bison Financial Services Ltd Road Town
Tortola, D8, BVI