Form D · Hedge Fund
PRINCETON FUTURES FUND LP
Princeton, NJ · CIK 0001011789
Offering snapshot reported Nov 7, 2014 · SEC filing
- Reported sold
- $271M Indefinite offering
- Investors reported
- 351 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Apr 1, 1996 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$269,998,543 → $271,373,543
- Reported investors348 → 351
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 7, 2014 | Amendment | $271,373,543 | $1,375,000vs Nov 8, 2013 | 351 | SEC filing |
| Nov 8, 2013 | Amendment | $269,998,543 | $1,340,000vs Nov 9, 2012 | 348 | SEC filing |
| Nov 9, 2012 | Amendment | $268,658,543 | $12,311,000vs Nov 10, 2011 | 345 | SEC filing |
| Nov 10, 2011 | Amendment | $256,347,543 | $72,613,000vs Nov 12, 2010 | 329 | SEC filing |
| Nov 12, 2010 | Amendment | $183,734,543 | $48,067,000vs Nov 20, 2009 | 256 | SEC filing |
| Nov 20, 2009 | Amendment | $135,667,543 | No comparison | 160 | SEC filing |
| Jan 3, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 17, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.34M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-96933
The sales commission reported is as of September 30, 2014 and includes sales commissions paid in connection with the sale of the Issuer's securities as well as the securities of Princeton Futures Fund, Ltd., the feeder fund of the Issuer.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Summit Equities, Inc. | 11039 | Summit Equities, Inc. · CRD 11039 |
| Compass Securities Corporation | 16168 | Compass Securities Corporation · CRD 16168 |
| Capital Management Partners, Inc. | 21973 | Capital Management Partners, Inc. · CRD 21973 |
Source: Form D, filed Nov 7, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert T. Keck | Executive |
| Jacque Keck | Executive |
| Laura Latella | Executive |
| John W. Mc Donnell | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Palmer Square Suite 530
Princeton, NJ, 08542
Princeton, NJ, 08542