Form D · Private Equity Fund

PRINCETON EQUITY PARTNERS I-A, LP

Princeton, NJ · CIK 0001814376

Offering snapshot reported Jun 8, 2020 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 8, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-368468

The amounts listed above are aggregated with the Issuer's parallel fund.

Such fees, if any, will only be paid upon the sale of interests to certain investors, and such amounts will not be finalized until completion of the offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
BA SECURITIES, LLC	153489

Source: Form D, filed Jun 8, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRINCETON EQUITY PARTNERS I-A, LP

Investment adviser: PRINCETON EQUITY ADVISORS, LP

Gross asset value: $143M
Beneficial owners: 5
ADV minimum commitment: $0

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES NEW YORK CITY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP DALLAS, Texas, United States

Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No

Marketer PIPER SANDLER & CO. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

PIPER SANDLER & CO.
CRD 665 · SEC 801-108049

Filing source

Form ADV 2050547 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-6756722458

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Douglas Kennealy	Executive, Promoter
James Waskovich	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4 Independence Way, Suite 120
Princeton, NJ, 08540