Form D · Hedge Fund

Princeton Diversified Strategy ERISA Fund Ltd.

Road Town, Tortola, D8 · CIK 0001371263

Offering snapshot reported Apr 8, 2015 · SEC filing

Reported sold: $9.79M
Investors reported: 20
Minimum accepted: $1M
First sale: Dec 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 8, 2015	Amendment	$9,787,506	$0vs Apr 8, 2014	20	SEC filing
Apr 8, 2014	Amendment	$9,787,506	$637vs Jan 29, 2014	20	SEC filing
Jan 29, 2014	Amendment	$9,786,869	$998vs Jan 29, 2013	20	SEC filing
Jan 29, 2013	Amendment	$9,785,871	$415,630vs Jan 31, 2012	20	SEC filing
Jan 31, 2012	Amendment	$9,370,241	$813,549vs Feb 3, 2011	19	SEC filing
Feb 3, 2011	Amendment	$8,556,692	$0vs Feb 1, 2011	16	SEC filing
Feb 1, 2011	Amendment	$8,556,692	$1,700,000vs Feb 4, 2010	16	SEC filing
Feb 4, 2010	Amendment	$6,856,692	No comparison	10	SEC filing
Jul 25, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $299K (estimated)
Finders' fees: $0
Form D file number: 021-93247

The sales commissions reported are commissions paid during the time period of 2006 through 2014 for both the Issuer as well as Princeton Diversified Strategy Fund, L.P. (the "LP"). The assets of both the Issuer and the LP are fed into a Master Fund.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Capital Management Partners, Inc	21973	Capital Management Partners, Inc · CRD 21973
Summit Equities, Inc.	11039	Summit Equities, Inc. · CRD 11039

Source: Form D, filed Apr 8, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRINCETON DIVERSIFIED STRATEGY ERISA FUND LTD.

Investment adviser: 6800 CAPITAL, L.L.C.

Gross asset value: $840K
Beneficial owners: 3
ADV minimum commitment: $0

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEMINI HEDGE FUND SERVICES, LLC HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARTHUR F. BELL, JR. & ASSOCIATES, L.L.C. HUNT VALLEY, Maryland, United States

Custodian PNC BANK N.A. PRINCETON, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 991349 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-7151695709

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert T. Keck	Director, Promoter
Laura Latella	Director, Executive
John W. Mc Donnell	Director, Promoter
Alan Tooker	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Bison Financial Services Limited Bison Court
Road Town, Tortola, D8, 0000