Form D · Hedge Fund

PRINCETON CREDIT OPPORTUNITY FUND, LLC

Kingston, NJ · CIK 0001534692

Offering snapshot reported Nov 13, 2014 · SEC filing

Reported sold: $11.6M
Investors reported: 5
Minimum accepted: $0
First sale: Oct 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$13,350,000 → $11,610,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 13, 2014	Amendment	$11,610,000	-$1,740,000vs Nov 19, 2013	5	SEC filing
Nov 19, 2013	Amendment	$13,350,000	$12,350,000vs Nov 10, 2011	5	SEC filing
Nov 10, 2011	Initial	$1,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-168556

Source: Form D, filed Nov 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRINCETON CREDIT OPPORTUNITY FUND, LLC

Investment adviser: PRINCETON ADVISORY GROUP, INC.

Gross asset value: $12.2M
Beneficial owners: 5
ADV minimum commitment: $1M

Reported in Form ADV on Mar 24, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WILKIN & GUTTENPLAN, PC EAST BRUNSWICK, New Jersey, United States

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Custodian WINTRUST CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1092599 · Mar 24, 2017 · Schedule D 7.B.(1), fund 805-3121526125

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Munish Sood	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Princeton Advisory Group, Inc. 4422 Rt. 27, Bldg C, Suite 1, Box 89
Kingston, NJ, 08528