Form D · Residential

Prime Spectrum Investments, LLC

San Francisco, CA · CIK 0001720802

Offering snapshot reported Oct 26, 2017 · SEC filing

Reported sold
$44M
Offering amount: $44M
Investors reported
21
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 23, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 26, 2017Initial$44,040,000No comparison21SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-297479

Source: Form D, filed Oct 26, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRIME SPECTRUM INVESTMENTS, LLC

Investment adviser: PRIME FINANCE ADVISOR, L.P.

Gross asset value
$228M
Beneficial owners
21
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor NOVOGRADAC & COMPANY, LLP WALNUT CREEK, California, United States
Custodian WELLS FARGO BANK, NA SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

NOVOGRADAC & COMPANY, LLP
PCAOB 474

WELLS FARGO BANK, NA
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1974407 · Mar 31, 2025 · Schedule D 7.B.(1), fund 805-1113645243

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C. Atwater Executive
N/A Construction Management Resources Group, Llc Executive
N/A Prime Spectrum Acquisition, Llc Executive

Issuer details

Industry: Residential (See others in industry)

Address:
50 California Street, Suite 2525
San Francisco, CA, 94111