Form D · Commercial Banking
PRIME PACIFIC FINANCIAL SERVICES INC
Lynnwood, WA · CIK 0001268096
Offering snapshot reported Oct 10, 2014 · SEC filing
- Reported sold
- $4.62M Offering amount: $5M
- Investors reported
- 28 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 3, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 10, 2014 | Initial | $4,624,400 | No comparison | 28 | SEC filing |
| Jan 4, 2013 | Initial | $1,560,000 | No comparison | 14 | SEC filing |
| Apr 12, 2011 | Initial | $778,650 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $216K
- Finders' fees
- $0
- Form D file number
- 021-226183
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| WEDBUSH SECURITIES INC. | 877 | Joey Warmenhoven · CRD 2749033 |
Source: Form D, filed Oct 10, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Bolin, Jr. | Director |
| Eric Carlsen | Executive |
| Glenn Deutsch | Director, Executive |
| Chuck Dodd | Executive |
| Norman Goodwin, Dds | Director |
| Don Kiser | Executive |
| Timothy Mc Mahon | Director |
| Liz Norsby | Executive |
| Johh Pfeifer, O.D. | Director |
| John Pfeifer, O.D. | Director |
| Linda Schoener | Director |
| Harry Truitt | Director |
| Roger Werner, Cpa | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
2502 196 Th Street
Lynnwood, WA, 98036
Lynnwood, WA, 98036