Form D · Investing

Prime Growth Stocks LLC

New York, NY · CIK 0001566351

Offering snapshot reported Apr 18, 2017 · SEC filing

Reported sold: $50K
Investors reported: 1
Minimum accepted: $250K
First sale: Jan 1, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 18, 2017	Initial	$50,000	No comparison	1	SEC filing
Apr 18, 2017	Initial	$305,000	No comparison	3	SEC filing
Apr 18, 2017	Initial	$175,000	No comparison	1	SEC filing
Apr 18, 2017	Initial	$75,000	No comparison	1	SEC filing
Jan 16, 2013	Initial	$1,121,704	No comparison	3	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-285007

Source: Form D, filed Apr 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRIME GROWTH STOCKS LLC

Investment adviser: BOSTON INVESTING CORPORATION

Gross asset value: $9.93M
Beneficial owners: 23
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MONTROSE ADVISORS INCORPORATED NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CORNICK GARBER SANDLER LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer KENNETH LUBBOCK NEW YORK, New York, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 812204 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-9482023442

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Helen Train Klebnikov	Director
Sara Delano Perkins	Director, Executive
John Train	Director, Executive

Issuer details

Industry: Investing (See others in industry)

Address:

505 Park Avenue, 20 Th Floor
New York, NY, 10022