Form D · Private Equity Fund

Prime Finance Partners III, L.P.

San Francisco, CA · CIK 0001543424

Offering snapshot reported Apr 11, 2013 · SEC filing

Reported sold: $618M
Investors reported: 192
Minimum accepted: $0
First sale: Mar 22, 2012

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 192

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 11, 2013	Amendment	$618,000,000	No comparison	192	SEC filing
Mar 19, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-175164

Source: Form D, filed Apr 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRIME FINANCE PARTNERS III, L.P.

Investment adviser: PRIME FINANCE ADVISOR, L.P.

Gross asset value: $22.8M
Beneficial owners: 76
ADV minimum commitment: $100K

Reported in Form ADV on May 20, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE, LLP SAN FRANCISCO, California, United States

Custodian WELLS FARGO BANK, NA SAN FRANCISCO, California, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DELOITTE & TOUCHE, LLP
PCAOB 34

WELLS FARGO SECURITIES, LLC
SEC 8-65876

Filing source

Form ADV 1653171 · May 20, 2022 · Schedule D 7.B.(1), fund 805-3516902101

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Prime Finance Partners III, L.P. (this fund)	Apr 11, 2013	$618,000,000	192
Prime Finance Partners IV, L.P.	Sep 9, 2014	Yet to sell	0
Prime Finance Partners V, L.P.	Feb 24, 2016	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John C. Atwater	Executive
Jon W. Brayshaw	Executive
Scott G. Douglass	Executive
Steven A. Gerstung	Executive
Daniel H. James	Executive
N/A Prime Finance Gp Iii, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

50 California Street Suite 2525
San Francisco, CA, 94111