Form D · Hedge Fund

PRICE FUND AQ, L.P.

Las Vegas, NV · CIK 0001290810

Offering snapshot reported Jan 23, 2012 · SEC filing

Reported sold
$20.9M
Indefinite offering
Investors reported
24
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 3, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.5M$20.9MOct 6, 2009: $10,206,967.00Oct 6, 2009Oct 7, 2010: $14,214,472.00Oct 7, 2010Oct 7, 2011: $11,391,590.00Jan 23, 2012: $20,948,443.00Jan 23, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,391,590 → $20,948,443
  • Reported investors15 → 24

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 23, 2012Amendment$20,948,443$9,556,853vs Oct 7, 201124SEC filing
Oct 7, 2011Amendment$11,391,590-$2,822,882vs Oct 7, 201015SEC filing
Oct 7, 2010Amendment$14,214,472$4,007,505vs Oct 6, 200919SEC filing
Oct 6, 2009Amendment$10,206,967No comparison17SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-65534

Source: Form D, filed Jan 23, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRICE FUND AQ, LP

Investment adviser: PRICE CAPITAL MANAGEMENT, INC.

Gross asset value
$11.1M
Beneficial owners
64
ADV minimum commitment
$500K

Reported in Form ADV on Mar 12, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS LLP SEATTLE, Washington, United States
Custodian CEROS FINANCIAL SERVICES, INC. ROCKVILLE, Maryland, United States Related to adviser: No
Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Custodian TD AMERITRADE, INC. SAN DIEGO, California, United States Related to adviser: No
Prime broker CEROS FINANCIAL SERVICES, INC. ROCKVILLE, Maryland, United States
Prime broker TD AMERITRADE, INC. SAN DIEGO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CEROS FINANCIAL SERVICES, INC.
SEC 8-47955

TD AMERITRADE, INC.
SEC 8-23395

CEROS FINANCIAL SERVICES, INC.
CRD 37869 · SEC 8-47955

TD AMERITRADE, INC.
CRD 7870 · SEC 8-23395

Filing source

Form ADV 712598 · Mar 12, 2013 · Schedule D 7.B.(1), fund 805-2092128777

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Price Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2215 B Renaissance Drive Suite 5
Las Vegas, NV, 89119