Form D · Other Banking and Financial Services
Prevot Caufield, Inc.
Saratoga, CA · CIK 0001695457
Offering snapshot reported Jan 23, 2017 · SEC filing
- Reported sold
- $5K Offering amount: $5K
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 9, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 23, 2017 | Initial | $5,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 05, 06b, 4a5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-279024
Source: Form D, filed Jan 23, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael James Prevot | Director, Executive |
| Sandra Virginia Prevot | Director, Executive |
| Christina Susan Prevot Caufield | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
12280 Saratoga Sunnyvale Road Suite 216
Saratoga, CA, 95070
Saratoga, CA, 95070