Form D · Hedge Fund
Preserver CLO Fund, LP
Memphis, TN · CIK 0001780801
Offering snapshot reported Jan 2, 2024 · SEC filing
- Reported sold
- $8.4M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jun 17, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 2, 2024 | Initial | $8,400,000 | No comparison | 1 | SEC filing |
| Jan 5, 2023 | Initial | $8,400,000 | No comparison | 2 | SEC filing |
| Jan 26, 2022 | Amendment | $8,400,000 | $0vs Jan 4, 2021 | 2 | SEC filing |
| Jan 4, 2021 | Amendment | $8,400,000 | $0vs Jun 15, 2020 | 3 | SEC filing |
| Jun 15, 2020 | Initial | $8,400,000 | No comparison | 3 | SEC filing |
| Jul 9, 2019 | Initial | $5,800,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-501313
Source: Form D, filed Jan 2, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PRESERVER CLO FUND LP
Investment adviser: PRESERVER PARTNERS LLC
- Gross asset value
- $6.39M
- Beneficial owners
- 1
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
BANK OF AMERICA
LEI 9DJT3UXIJIZJI4WXO77
FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292
FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292
Filing source
Form ADV 1847616 · Mar 26, 2024 · Schedule D 7.B.(1), fund 805-8959952295
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Caroline Lovelace | Executive |
| Dana Lu Claire Pointer | Executive |
| N/A Preserver Partners Llc | Executive |
| Floyd Nathaniel Tyler | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Memphis, TN, 38103