Form D · Other Technology
Prescription Advisory Systems & Technology, Inc.
Jenkintown, PA · CIK 0001634504
Offering snapshot reported Feb 24, 2017 · SEC filing
- Reported sold
- $222K Offering amount: $700K
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 13, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 24, 2017 | Initial | $222,106 | No comparison | 4 | SEC filing |
| Oct 7, 2016 | Amendment | $1,777,181 | $775,000vs Oct 21, 2015 | 14 | SEC filing |
| Oct 21, 2015 | Initial | $1,002,181 | No comparison | 9 | SEC filing |
| Feb 23, 2015 | Initial | $375,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $10.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-281317
In addition, broker dealer is entitled to be issued a warrant for shares of the class or series stock into which the notes convert equal to 7% of any funds raised by such broker dealer.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Thomas J. Lyons | 5738705 | GT Securities, Inc. · CRD 116012 |
Source: Form D, filed Feb 24, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Gates Bunker | Director, Executive |
| Steve Cloetingh | Director |
| Eric Corkhill | Director, Executive |
| David Donald | Director |
| Daniel Endy | Director |
| Charles Hadley | Director |
| Frederic Stuart Leeds | Director |
| Vincent Mendola | Executive |
| Matthew Reichert | Director |
| David Stengle | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
321 York Road Suite 200
Jenkintown, PA, 19046
Jenkintown, PA, 19046