Form D · Other Investment Fund

PRESCOTT ASSOCIATES L.P.

Boca Raton, FL · CIK 0001236417

Offering snapshot reported Oct 16, 2026 · SEC filing

Reported sold
$366M
Indefinite offering
Investors reported
239
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 1973
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$183M$366MMar 8, 2010: $175,529,926.00Mar 8, 2010Mar 11, 2011: $187,276,776.00Jan 17, 2012: $196,049,468.00Oct 26, 2012: $202,099,468.00Oct 25, 2013: $211,880,114.00Oct 24, 2014: $227,147,114.00Oct 26, 2015: $235,017,144.00Oct 24, 2016: $254,599,130.00Oct 27, 2017: $277,697,934.00Oct 25, 2018: $336,594,652.00Oct 25, 2019: $345,127,691.00Oct 23, 2020: $347,306,582.00Oct 22, 2021: $351,301,582.00Oct 21, 2022: $358,239,182.00Oct 20, 2023: $358,739,182.00Oct 18, 2024: $362,730,325.00Oct 17, 2025: $362,980,325.00Oct 16, 2026: $365,980,325.00Oct 16, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$362,980,325 → $365,980,325
  • Reported investors238 → 239

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2026Amendment$365,980,325$3,000,000vs Oct 17, 2025239SEC filing
Oct 17, 2025Amendment$362,980,325$250,000vs Oct 18, 2024238SEC filing
Oct 18, 2024Amendment$362,730,325$3,991,143vs Oct 20, 2023238SEC filing
Oct 20, 2023Amendment$358,739,182$500,000vs Oct 21, 2022238SEC filing
Oct 21, 2022Amendment$358,239,182$6,937,600vs Oct 22, 2021238SEC filing
Oct 22, 2021Amendment$351,301,582No comparison237SEC filing
Oct 23, 2020Amendment$347,306,582$69,608,648vs Oct 27, 2017236SEC filing
Oct 25, 2019Amendment$345,127,691$67,429,757vs Oct 27, 2017236SEC filing
Oct 25, 2018Amendment$336,594,652$58,896,718vs Oct 27, 2017233SEC filing
Oct 27, 2017Amendment$277,697,934No comparison229SEC filing
Oct 24, 2016Amendment$254,599,130$19,581,986vs Oct 26, 2015228SEC filing
Oct 26, 2015Amendment$235,017,144$7,870,030vs Oct 24, 2014222SEC filing
Oct 24, 2014Amendment$227,147,114$15,267,000vs Oct 25, 2013217SEC filing
Oct 25, 2013Amendment$211,880,114$9,780,646vs Oct 26, 2012207SEC filing
Oct 26, 2012Amendment$202,099,468$6,050,000vs Jan 17, 2012201SEC filing
Jan 17, 2012Amendment$196,049,468$8,772,692vs Mar 11, 2011196SEC filing
Mar 11, 2011Amendment$187,276,776No comparison190SEC filing
Mar 8, 2010Amendment$175,529,926No comparison179SEC filing
Mar 16, 2009Amendment$151,278,063No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$400K
Form D file number
021-68798
All 3rd party solicitation arrangements for a fee have expired or been terminated, but under certain arrangements the Issuer may be required to continue to pay a certain amount for a limited period. The above amount reflects historical fees paid to date.

Source: Form D, filed Oct 16, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRESCOTT ASSOCIATES LP

Investment adviser: PRESCOTT GENERAL PARTNERS LLC

Gross asset value
$1.03B
Beneficial owners
98
ADV minimum commitment
$1M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ANCHIN, BLOCK & ANCHIN LLP NEW YORK, New York, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ANCHIN, BLOCK & ANCHIN LLP
PCAOB 168

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 2048444 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-6167015539

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven Fischer Executive
Jason Pohanka Executive
N/A Prescott General Partners Llc Executive
Prescott General Partners Llc Executive
Thomas Smith Executive
Scott Vassalluzzo Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2200 Butts Road Suite 320
Boca Raton, FL, 33431