Form D · Insurance

PREPARED HOLDINGS LLC

Tampa, FL · CIK 0001447239

Offering snapshot reported Nov 18, 2010 · SEC filing

Reported sold
$15.9M
Offering amount: $15.9M
Investors reported
72
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 17, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.94M$15.9MSep 28, 2009: $9,727,500.00Sep 28, 2009Nov 18, 2010: $15,885,125.00Nov 18, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,727,500 → $15,885,125
  • Reported investors68 → 72

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 18, 2010Amendment$15,885,125$6,157,625vs Sep 28, 200972SEC filing
Sep 28, 2009Amendment$9,727,500No comparison68SEC filing
Oct 1, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Debt, Option to acquire
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$442K
Finders' fees
$0
Form D file number
021-123234
The Total Offering Amount reflects a raise of $10,513,125 in equity, $4,272,000 in promissory notes, and a second note offering in the amount of $1,100,000.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
GunnAllen Financial, Inc.17609

Source: Form D, filed Nov 18, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wayne Burks Executive
Danny Correa Director
Oscar Garcia Director
Eric Gobble Director
John S. Hill Executive
Douglas N. Raucy Director, Executive, Promoter
Robert L. Ricker Promoter
Marty Schaffel Director
John Sykes Director
Panos Vasiloudes Director
Varnavas Zagaris Director

Issuer details

Industry: Insurance (See others in industry)

Address:
1715 North Westshore Boulevard Suite 930
Tampa, FL, 33607