Form D · Telecommunications

Preferred Spectrum Investments, LLC

Phoenix, AZ · CIK 0001470104

Offering snapshot reported Nov 21, 2012 · SEC filing

Reported sold
$2.8M
Offering amount: $7.65M
Investors reported
51
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Mar 9, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.4M$2.8MNov 17, 2011: $1,800,000.00Nov 17, 2011Nov 21, 2012: $2,800,000.00Nov 21, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,800,000 → $2,800,000
  • Reported investors42 → 51

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2012Amendment$2,800,000$1,000,000vs Nov 17, 201151SEC filing
Nov 17, 2011Initial$1,800,000No comparison42SEC filing
Nov 17, 2009Initial$150,000No comparison10SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$159K (estimated)
Finders' fees
$0
Form D file number
021-168862

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Bart CasoNone
Dana AmatoNone
Michael JudyNone

Source: Form D, filed Nov 21, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Linda Allen Director, Executive
Kenneth Aull Director
Carole Downs Executive
Kenneth Fry Director
Michael D. Judy Executive
Alan Pelton Director
Michael Scott Director
Paul Tucker Director

Issuer details

Industry: Telecommunications (See others in industry)

Address:
3131 East Camelback Road Suite 450
Phoenix, AZ, 85016