Form D · Other Real Estate
Preferred Income Fund V, L.P.
Dallas, TX · CIK 0001491531
Offering snapshot reported Jun 6, 2011 · SEC filing
- Reported sold
- $24.8M Offering amount: $62.5M
- Investors reported
- 383 Form D · investor count
- Minimum accepted
- $14K Reported outside-investor minimum
- First sale
- May 24, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$14,311,130 → $24,828,231
- Reported investors229 → 383
- Minimum accepted$25,000 → $14,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 6, 2011 | Amendment | $24,828,231 | $10,517,101vs Jan 10, 2011 | 383 | SEC filing |
| Jan 10, 2011 | Amendment | $14,311,130 | $12,583,652vs Jun 7, 2010 | 229 | SEC filing |
| Jun 7, 2010 | Initial | $1,727,478 | No comparison | 22 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.25M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Total: $50,000,000 represents aggregate amount for units of limited partnership interest in Preferred Income Fund V, LP and $12,500,000 represents aggregate amount for units of limited partnership interest in Preferred Income Fund V - Tax Exempt, LP
Selling Commissions in an amount not to exceed 6.50% of the gross proceeds from the sale of Units will be paid to broker/dealers
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bradley Levin | 2457718 | Commonwealth Financial Network · CRD 8032 |
| Daniel P. Benson | 5533157 | Madison Avenue Securities Inc. · CRD 23224 |
| David B. Root Jr. | 1270361 | Commonwealth Financial Network · CRD 8032 |
| Demetrius Felder | 3026253 | Commonwealth Financial Network · CRD 8032 |
| Edward G. Benz Jr. | 1577698 | Commonwealth Financial Network · CRD 8032 |
| Edward J. Sokolowski | 2221001 | Commonwealth Financial Network · CRD 8032 |
| Eric E. Elek | 3062911 | Commonwealth Financial Network · CRD 8032 |
| Jonathan Maxson | 5403589 | Madison Avenue Securities Inc. · CRD 23224 |
| Kris T. Maksimovich | 4185617 | Commonwealth Financial Network · CRD 8032 |
| Bryn T. Henry | 4465166 | Commonwealth Financial Network · CRD 8032 |
| Lewis Brown | None | Commonwealth Financial Network · CRD 8032 |
| Mark S. Sparhawk | 1550276 | Commonwealth Financial Network · CRD 8032 |
| James M. Johnson | 827560 | Commonwealth Financial Network · CRD 8032 |
| Everett N. Gilliss | 4064036 | Commonwealth Financial Network · CRD 8032 |
| Richard J. Gopin | 2027499 | Madison Avenue Securities Inc. · CRD 23224 |
| Richard W. Preston | 2396186 | Commonwealth Financial Network · CRD 8032 |
| Robert S. Condon | 823679 | Commonwealth Financial Network · CRD 8032 |
| Arlo J. Stoll | 2863903 | Pacific West Securities, Inc. · CRD 6390 |
| Adam Robinson | 2409443 | Commonwealth Financial Network · CRD 8032 |
| Andrew M. Lohse | 4557184 | Commonwealth Financial Network · CRD 8032 |
| Arni J. Diamond | 2667392 | Berthel Fisher and Company Financial Services Inc. · CRD 13609 |
| Brad W. Bestgen | 4702444 | Commonwealth Financial Network · CRD 8032 |
| William H. Bestgen Jr. | 20533 | Commonwealth Financial Network · CRD 8032 |
| Bruce R. Hosler | 2581041 | Commonwealth Financial Network · CRD 8032 |
| Charles T. Cammack Jr. | 2143498 | Berthel, Fisher and Company Financial Services Inc. · CRD 13609 |
| Larry G. Burkholder | 4002938 | Indepdendent Financial Group LLC · CRD 7717 |
| Daniel J. Wiersma | 2126442 | Commonwealth Financial Network · CRD 8032 |
| David R. Geake | 23224 | Madison Avenue Securities · CRD 23224 |
| David N. Navarro | 1527259 | Commonwealth Financial Network · CRD 8032 |
| Christopher Busby | 2599944 | Commonwealth Financial Network · CRD 8032 |
| Christopher Goetz | 2585194 | Commonwealth Financial Network · CRD 8032 |
| Dimitry Tikhonov | 5451809 | Madison Avenue Securities Inc. · CRD 23224 |
| Donna M. Stevenson | 2856535 | Pacific West Securities Inc. · CRD 6390 |
| Douglas K. Perry | 2260883 | Pacific West Securities Inc. · CRD 6390 |
| Eric J. Reinhold | 2384288 | Commonwealth Financial Network · CRD 8032 |
| Frances L. Makino | 1418541 | Commonwealth Financial Network · CRD 8032 |
| Gary L. Imel | 254765 | Madison Avenue Securities Inc. · CRD 23224 |
| Gerald Loftin | 2514109 | Commonwealth Financial Network · CRD 8032 |
| Gregory F. Partalis | 1197074 | Commonwealth Financial Network · CRD 8032 |
| James C. Durnin | 2717955 | Berthel Fisher and Company Financial Services · CRD 13609 |
| Jacob J. Short | 1873314 | Commonwealth Financial Network · CRD 8032 |
| James Crawford Jr. | 1327638 | Pacific West Securities Inc. · CRD 6390 |
| John E. Ledford | 2960837 | Commonwealth Financial Network · CRD 8032 |
| John F. Schatz | 830300 | Commonwealth Financial Network · CRD 8032 |
| Jonathan C. Wolff | 1203730 | Commonwealth Financial Network · CRD 8032 |
| Joseph A. Leonczyk | 2911492 | Commonwealth Financial Network · CRD 8032 |
| Joseph Sullivan | 1722599 | Commonwealth Financial Network · CRD 8032 |
| Kathleen M. Kojis | 2137099 | Commonwealth Financial Network · CRD 8032 |
| Kevin C. Koslofski | 3033810 | Berthel Fisher and Company Financial Services · CRD 13609 |
| Kevin C. McCarthey | 1702715 | Madison Avenue Securities Inc. · CRD 23224 |
| Mark A. Cline | 3206962 | Great Nation Investment Corporation · CRD 19981 |
| Matthew A. Bell | 3091864 | WFG Investments Inc. · CRD 22704 |
| Michelle A. Reynolds | 2717803 | Berthel Fisher and Company Financial Services Inc. · CRD 13609 |
| Carl N. Johnson III | 1144288 | Berthel Fisher and Company Financial Services, Inc. · CRD 13609 |
| Mitchell E. Glicksman | 2580633 | Commonwealth Financial Network · CRD 8032 |
| Neal M. Woodard | 5461015 | Pacific West Securities Inc. · CRD 6390 |
| Noah C. Greenbaum | 5596246 | Commonwealth Financial Network · CRD 8032 |
| Noel R. Vincent | 1370987 | Madison Avenue Securities Inc. · CRD 23224 |
| Paul G. Cooper | 1419323 | Commonwealth Financial Network · CRD 8032 |
| Robert E. Leib | 1267444 | Commonwealth Financial Network · CRD 8032 |
| Rosemary Taverna | 1244454 | Commonwealth Financial Network · CRD 8032 |
| Royd R. Arch | 2931927 | Pacific West Securities Inc. · CRD 6390 |
| Russell L. Bacon | 4542974 | Pacific West Securities Inc. · CRD 6390 |
| Stephen F. White | 1034497 | Commonwealth Financial Network · CRD 8032 |
| Steven M. Netzel | 2863170 | Madison Avenue Securities Inc. · CRD 23224 |
| Steven D. Meahan | 1234042 | Pacific West Securities Inc. · CRD 6390 |
| Theodore S. Kerr | 2490934 | Commonwealth Financial Network · CRD 8032 |
| Thomas C. Virostek | 1998826 | Commonwealth Financial Network · CRD 8032 |
| Timothy J. Kissling | 2515918 | Madison Avenue Securities Inc. · CRD 23224 |
| Tonya R. Bains | 1785768 | Cambridge Investment Research Inc. · CRD 39543 |
| Velada E. Michael Blank | 4834212 | Pacific West Securities, Inc. · CRD 6390 |
| Vincent A. Virga | 5070668 | Madison Avenue Securities Inc. · CRD 23224 |
| William L. Danner | 3236323 | Madison Avenue Securities Inc. · CRD 23224 |
| William A. Gibbs III | 1544505 | Commonwealth Financial Network · CRD 8032 |
| William H. Worthington | 3075384 | Commonwealth Financial Network · CRD 8032 |
| Steve J. Cummings | 2274017 | Berthel Fisher and Company Financial Services, Inc. · CRD 13609 |
| Douglas R. Mavilia | 4520301 | Commonwealth Financial Network · CRD 8032 |
| Robert J. Nicotra | 2329968 | Commonwealth Financial Network · CRD 8032 |
| Aaron G. Kirsch | 4382602 | Pacific West Securities Inc. · CRD 6390 |
| Andrea M. Stackland Winterer | 4211332 | Commowealth Financial Network · CRD 8032 |
| Anthony T. Pace | 2115209 | M Holdings Securities Inc. · CRD 43285 |
| Arthur M. Connor | 52437 | Commonwealth Financial Network · CRD 8032 |
| Cameron W. Benson | 5412206 | Madison Avenue Securities Inc. · CRD 23224 |
| Chadwick R. Payne | 4401703 | Madison Avenue Securities Inc. · CRD 23224 |
| David W. Young III | 2423111 | Commonwealth Financial Network · CRD 8032 |
| Gary A. Pinkerton | 4452995 | Commonwealth Financial Network · CRD 8032 |
| Holly M Nicholas MS | 3086117 | WFG Investments Inc. · CRD 22704 |
| Jeffrey S. Boettcher | 4001659 | Berthel Fisher and Company Financial Services Inc. · CRD 13609 |
| Joan B. Birdsell | 5676446 | Berthel Fisher and Company Financial Services Inc. · CRD 13609 |
| John A. Ferrante II | 2617378 | Commonwealth Financial Network · CRD 8032 |
| John E. Hoffman | 1582096 | Indepdendent Financial Group LLC · CRD 7717 |
| John K. Lee | 2948622 | Independent Financial Group LLC · CRD 7717 |
| Marta L. Shen | 2863929 | Commonwealth Financial Network · CRD 8032 |
| Max K. Aten | 3225482 | WFG Investments Inc. · CRD 22704 |
| Michael Manning | 1385785 | Commonwealth Financial Network · CRD 8032 |
| Michael A. McDougall | 1497015 | Pacific West Securities Inc. · CRD 6390 |
| Michelle L. Mabry | 1987030 | Commonwealth Financial Network · CRD 8032 |
| Michael R. Weber | 1401941 | Commonwealth Financial Network · CRD 8032 |
| Not reported |
Source: Form D, filed Jun 6, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J. Kenneth Dunn | Executive |
| Thomas B. Mock | Executive |
| Timothy C. Nichols | Executive |
| * Preferred Income Fund V Gp Llc | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
13760 Noel Road Suite 800
Dallas, TX, 75240
Dallas, TX, 75240