Form D · Commercial Banking
Preferred Bank
Los Angeles, CA · CIK 0001492165
Offering snapshot reported Jun 30, 2010 · SEC filing
- Reported sold
- $77M Offering amount: $77M
- Investors reported
- 76 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jun 21, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 30, 2010 | Initial | $77,000,000 | No comparison | 76 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.59M
- Finders' fees
- $0
- Form D file number
- 021-144271
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler, O'Neill & Partners, L.P. | 23328 | Sandler, O'Neill & Partners, L.P. · CRD 23328 |
Source: Form D, filed Jun 30, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J Richard Belliston | Director |
| William C Y Cheng | Director |
| Edward Czajka | Executive |
| Clark Hsu | Director |
| Robert Kosof | Executive |
| Frank T Lin | Director |
| Thomas Lo | Executive |
| Gary Nunnelly | Director |
| Nick Pi | Executive |
| Albert Yu | Director |
| Li Yu | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
601 S. Figueroa Street 29th Floor
Los Angeles, CA, 90017
Los Angeles, CA, 90017