Form D · Other Investment Fund

PRECEPT INTERNATIONAL FUND LTD

George Town, Grand Cayman, E9 · CIK 0001121706

Offering snapshot reported Aug 6, 2018 · SEC filing

Reported sold
$40.5M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.3M$40.5MMar 16, 2009Mar 3, 2010: $20,446,319.00Mar 1, 2011: $20,791,319.00Feb 16, 2012: $20,791,319.00Aug 15, 2012: $20,791,319.00Aug 14, 2013: $20,791,319.00Aug 13, 2014: $20,791,319.00Aug 13, 2015: $20,791,319.00Aug 12, 2016: $20,791,319.00Aug 9, 2017: $40,544,247.00Aug 6, 2018: $40,544,247.00Aug 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 6, 2018Amendment$40,544,247$0vs Aug 9, 20174SEC filing
Aug 9, 2017Amendment$40,544,247$19,752,928vs Aug 13, 20154SEC filing
Aug 12, 2016Amendment$20,791,319$0vs Aug 13, 20153SEC filing
Aug 13, 2015Amendment$20,791,319$0vs Aug 13, 20143SEC filing
Aug 13, 2014Amendment$20,791,319$0vs Aug 14, 20133SEC filing
Aug 14, 2013Amendment$20,791,319$0vs Aug 15, 20123SEC filing
Aug 15, 2012Amendment$20,791,319$0vs Feb 16, 20123SEC filing
Feb 16, 2012Amendment$20,791,319$0vs Mar 1, 20113SEC filing
Mar 1, 2011Amendment$20,791,319$345,000vs Mar 3, 20103SEC filing
Mar 3, 2010Amendment$20,446,319No comparison2SEC filing
Mar 16, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129311

Source: Form D, filed Aug 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE PRECEPT INTERNATIONAL FUND, LTD.

Investment adviser: PRECEPT MANAGEMENT, LLC

Gross asset value
$38.9M
Beneficial owners
1
ADV minimum commitment
$500K

Reported in Form ADV on Mar 28, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CASCADE PORTFOLIO ADMINISTRATION, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian EFG BANK AG CAMANA BAY, GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian TEXAS CAPITAL BANK, NA DALLAS, Texas, United States Related to adviser: No
Prime broker EFG BANK AG CAMANA BAY, GRAND CAYMAN, Cayman Islands
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

EFG BANK AG
LEI 549300TBS2M2ML45V909

Filing source

Form ADV 1616899 · Mar 28, 2022 · Schedule D 7.B.(1), fund 805-4329414187

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Chris Bowring Director
Ebony Myles Berry Director
Geoffrey Ruddick Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Walkers Corporate Services Ltd. 87 Mary Street, Walker House, Mary St
George Town, Grand Cayman, E9, KY1-9002