Form D · Other Investment Fund

PRECEPT FUND QP L P

Dallas, TX · CIK 0001082174

Offering snapshot reported Aug 12, 2016 · SEC filing

Reported sold
$2.16M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.08M$2.16MMar 3, 2010: $2,064,790.00Mar 3, 2010Mar 1, 2011: $2,064,790.00Feb 16, 2012: $2,064,790.00Aug 13, 2012: $2,064,790.00Aug 13, 2013: $2,064,790.00Aug 13, 2014: $2,164,790.00Aug 13, 2015: $2,164,790.00Aug 12, 2016: $2,164,790.00Aug 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 12, 2016Amendment$2,164,790$0vs Aug 13, 20158SEC filing
Aug 13, 2015Amendment$2,164,790$0vs Aug 13, 20148SEC filing
Aug 13, 2014Amendment$2,164,790$100,000vs Aug 13, 20138SEC filing
Aug 13, 2013Amendment$2,064,790$0vs Aug 13, 20127SEC filing
Aug 13, 2012Amendment$2,064,790$0vs Feb 16, 20127SEC filing
Feb 16, 2012Amendment$2,064,790$0vs Mar 1, 20117SEC filing
Mar 1, 2011Amendment$2,064,790$0vs Mar 3, 20107SEC filing
Mar 3, 2010Amendment$2,064,790No comparison7SEC filing
Apr 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-117150

Source: Form D, filed Aug 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE PRECEPT FUND (QP), L.P.

Investment adviser: PRECEPT MANAGEMENT, LLC

Gross asset value
$10.4M
Beneficial owners
13
ADV minimum commitment
$500K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CASCADE PORTFOLIO ADMINISTRATION, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 992519 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-3419904821

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
D. Blair Baker Executive
N/A Precept Capital Management, L.P. Director
N/A Precept Management, Llc Director
Nick Roossien Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Crescent Court Suite 1450
Dallas, TX, 75201