Form D · Other Investment Fund

PRECEPT EAGLE FUND LP

Dallas, TX · CIK 0001460017

Offering snapshot reported Aug 12, 2016 · SEC filing

Reported sold
$6.71M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.35M$6.71MMar 13, 2009Mar 3, 2010: $207,225.00Mar 1, 2011: $207,225.00Nov 9, 2011: $6,707,225.00Aug 13, 2012: $6,707,225.00Aug 13, 2013: $6,707,225.00Aug 13, 2014: $6,707,225.00Aug 13, 2015: $6,707,225.00Aug 12, 2016: $6,707,225.00Aug 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 12, 2016Amendment$6,707,225$0vs Aug 13, 20157SEC filing
Aug 13, 2015Amendment$6,707,225$0vs Aug 13, 20147SEC filing
Aug 13, 2014Amendment$6,707,225$0vs Aug 13, 20137SEC filing
Aug 13, 2013Amendment$6,707,225$0vs Aug 13, 20127SEC filing
Aug 13, 2012Amendment$6,707,225$0vs Nov 9, 20117SEC filing
Nov 9, 2011Amendment$6,707,225$6,500,000vs Mar 1, 20117SEC filing
Mar 1, 2011Amendment$207,225$0vs Mar 3, 20105SEC filing
Mar 3, 2010Amendment$207,225No comparison5SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128980

Source: Form D, filed Aug 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRECEPT EAGLE FUND, L.P.

Investment adviser: PRECEPT MANAGEMENT, LLC

Gross asset value
$19.8K
Beneficial owners
1
ADV minimum commitment
$500K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CASCADE PORTFOLIO ADMINISTRATION, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian TEXAS CAPITAL BANK, NA DALLAS, Texas, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 992519 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-2026754333

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
D. Blair Baker Executive
N/A Precept Capital Management, L.P. Director
N/A Precept Management, Llc Director
Nick Roossien Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Crescent Court Suite 1450
Dallas, TX, 75201