Form D · Private Equity Fund
Pre-IPO Opportunities Fund LLC
New York, NY · CIK 0001609059
Offering snapshot reported May 27, 2014 · SEC filing
- Reported sold
- $365K Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $65K Reported outside-investor minimum
- First sale
- May 13, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 27, 2014 | Initial | $365,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-218075
Placement agent may receive commissions of 8% of gross proceeds of the offering
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dinosoaur Securities, LLC | 104446 | Robert Spiegel · CRD 1671044 |
Source: Form D, filed May 27, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Spiegel | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
470 Park Avenue South, 9 Th Floor
New York, NY, 10016
New York, NY, 10016