Form D · Private Equity Fund
Pre-IPO Fund LLC
San Mateo, CA · CIK 0001570768
Offering snapshot reported Sep 23, 2014 · SEC filing
- Reported sold
- $1.79M Offering amount: $1.79M
- Investors reported
- 31 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Jan 4, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,125,915 → $1,788,029
- Reported investors30 → 31
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 23, 2014 | Amendment | $1,788,029 | $662,114vs Aug 26, 2013 | 31 | SEC filing |
| Aug 26, 2013 | Amendment | $1,125,915 | $327,490vs Feb 28, 2013 | 30 | SEC filing |
| Feb 28, 2013 | Initial | $798,425 | No comparison | 19 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-192554
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dominic Baldini | 3082081 | Emerson Equity · CRD 130032 |
Source: Form D, filed Sep 23, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dominic Baldini | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Mateo, CA, 94402