Form D · Other Investment Fund

Pre-Funding Group Manager, LLC

Santa Clara, CA · CIK 0001687595

Offering snapshot reported Oct 15, 2018 · SEC filing

Reported sold: $1.9M
Investors reported: 7
Minimum accepted: $0
First sale: Mar 12, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 15, 2018	Amendment	$1,895,020	$0vs Oct 17, 2017	7	SEC filing
Oct 17, 2017	Amendment	$1,895,020	$0vs Oct 17, 2016	7	SEC filing
Oct 17, 2016	Initial	$1,895,020	No comparison	7	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $78.2K (estimated)
Finders' fees: $0
Form D file number: 021-272620

All sales commissions paid by the Issuer.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Independent Investment Bankers, Corp.	154134

Source: Form D, filed Oct 15, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeremy Babener	Director
Nicholas J. Coccimiglio	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2010 El Camino Real #908
Santa Clara, CA, 95050