Form D · Hedge Fund
PRAMERICA ALPHA FIXED INCOME OPPORTUNITY FUND (CAYMAN) II, LTD.
Newark, NJ · CIK 0001402949
Offering snapshot reported Mar 18, 2011 · SEC filing
- Reported sold
- $114M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jun 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2011 | Amendment | $113,724,000 | $0vs Mar 11, 2010 | 12 | SEC filing |
| Mar 11, 2010 | Amendment | $113,724,000 | No comparison | 12 | SEC filing |
| Jun 6, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-104467
The Issuer does not bear the expense of any commissions or fees with respect to the services of Prudential Investment Management Services LLC.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Not Applicable | None | Prudential Investment Management Services LLC · CRD 18353 |
Source: Form D, filed Mar 18, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PRAMERICA ALPHA FIXED INCOME OPPORTUNITY FUND (CAYMAN) II, LTD.
Investment adviser: PGIM, INC.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Aug 9, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 658993 · Aug 9, 2012 · Schedule D 7.B.(1), fund 805-7321787274
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Cordrey | Director |
| N/A Prudential Investment Management, Inc. | Promoter |
| Steven B. Saperstein | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Newark, NJ, 07102