Form D · Biotechnology
Prairie Plant Systems Inc.
Saskatoon, A9 · CIK 0001678673
Offering snapshot reported Jul 28, 2016 · SEC filing
- Reported sold
- $6.47M Offering amount: $6.47M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $192K Reported outside-investor minimum
- First sale
- Jul 15, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 28, 2016 | Initial | $6,471,000 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $100K (estimated)
- Finders' fees
- $20K (estimated)
- Form D file number
- 021-267864
Total amount offered and total amount sold were each $8.4 million Canadian Dollars. These amounts were converted based on the applicable Canadian Dollar to US Dollar conversion rate.
Sales commissions and finders' fees were $130,000 and $26,000 Canadian dollars, respectively. These amounts were converted based on the applicable Canadian Dollar to US Dollar conversion rate.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Alta Corp Capital | 33040 | |
| Traxys Group | None |
Source: Form D, filed Jul 28, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Doug Banset | Director |
| Don Ching | Director |
| Rob Duguid | Director |
| Thomas Gorman | Director |
| Marianne Greer | Director |
| Rick Hoyt | Director |
| John Knowles | Director |
| Dwayne Lashyn | Director |
| Bruce Mackler | Director |
| Brandon Price | Director |
| Brent Zettl | Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
#1 Plant Technology Road Box 19 A Rr#5
Saskatoon, A9, S7K 3J8
Saskatoon, A9, S7K 3J8