Form D · Other Investment Fund
PPM Core Fixed Income Fund
Woburn, MA · CIK 0002100368
Offering snapshot reported May 5, 2026 · SEC filing
- Reported sold
- $39.9M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 11, 2025 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$38,000,000 → $39,934,599
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 5, 2026 | Amendment | $39,934,599 | $1,934,599vs Dec 10, 2025 | 1 | SEC filing |
| Dec 10, 2025 | Initial | $38,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-566334
Source: Form D, filed May 5, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PPM CORE FIXED INCOME FUND
Investment adviser: PPM AMERICA, INC.
- Gross asset value
- $39.2M
- Beneficial owners
- 1
- ADV minimum commitment
- $5M
Reported in Form ADV on May 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572
Filing source
Form ADV 2109723 · May 29, 2026 · Schedule D 7.B.(1), fund 805-3701479272
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Global Trust Company | Director, Executive, Promoter |
| Ppm America, Inc. | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Woburn, MA, 01801