Form D · Other Technology
Poynt Corp
Calgary, A0 · CIK 0001509062
Offering snapshot reported Apr 18, 2011 · SEC filing
- Reported sold
- $5.71M Offering amount: $5.71M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 18, 2011 | Initial | $5,711,912 | No comparison | 2 | SEC filing |
| Jan 6, 2011 | Initial | $550,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $207K
- Finders' fees
- $0
- Form D file number
- 021-158580
Amounts were calculated using the 04/01/11 Federal Reserve Bank of NY noon buying rate in NYC for cable transfers CDN$0.9629=US$1.00.
The offering was for Special Warrants, each of which was comprised of 1 Common Share and 1/2 of a Warrant.
Amounts were calculated using the exchange rate in Item 13. In addition 1,050,000 warrants were issued to Roth with an exercise price of CDN$0.19 per share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners | 15407 |
Source: Form D, filed Apr 18, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Craig Bentham | Director |
| Tony Bristol | Executive |
| Eugene Chen | Director |
| Carl De Marco | Director |
| Margaret Glover Campbell | Executive |
| Randy Goebel | Director |
| Marvin Igelman | Director, Executive |
| Lawrence Lee | Executive |
| Stephen Lougheed | Director |
| Bart Mc Cormick | Executive |
| Amit Monga | Director |
| Brad Murray | Executive |
| Andrew Osis | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
304, 5819 2 Nd Street Sw
Calgary, A0, T2H 0H3
Calgary, A0, T2H 0H3