Form D · Manufacturing
POWER SOLUTIONS INTERNATIONAL, INC.
Wood Dale, IL · CIK 0001137091
Offering snapshot reported May 13, 2011 · SEC filing
- Reported sold
- $18M Offering amount: $18M
- Investors reported
- 32 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 29, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 13, 2011 | Initial | $18,000,000 | No comparison | 32 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $1.83M (estimated)
- Form D file number
- 021-159754
Excludes the issuance of shares of the Issuer's common stock and preferred stock to stockholders of the acquired operating entity in a merger, consummated substantially concurrently with the private placement of preferred stock and warrants.
Roth Capital Partners LLC received $1,260,000 in finders' fees, $570,109 in other advisory fees and a warrant representing the right to purchase initially 3,360,000 shares of the Issuer's common stock (subject to adjustment).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners LLC | 15407 |
Source: Form D, filed May 13, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ryan A Neely | Director |
| Thomas J Somodi | Executive |
| Gary S Winemaster | Director, Executive |
| Kenneth J Winemaster | Executive |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
655 Wheat Lane
Wood Dale, IL, 60191
Wood Dale, IL, 60191