Form D · Manufacturing

POWER SOLUTIONS INTERNATIONAL, INC.

Wood Dale, IL · CIK 0001137091

Offering snapshot reported May 13, 2011 · SEC filing

Reported sold
$18M
Offering amount: $18M
Investors reported
32
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 29, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2011Initial$18,000,000No comparison32SEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$1.83M (estimated)
Form D file number
021-159754
Excludes the issuance of shares of the Issuer's common stock and preferred stock to stockholders of the acquired operating entity in a merger, consummated substantially concurrently with the private placement of preferred stock and warrants.
Roth Capital Partners LLC received $1,260,000 in finders' fees, $570,109 in other advisory fees and a warrant representing the right to purchase initially 3,360,000 shares of the Issuer's common stock (subject to adjustment).

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Roth Capital Partners LLC15407

Source: Form D, filed May 13, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ryan A Neely Director
Thomas J Somodi Executive
Gary S Winemaster Director, Executive
Kenneth J Winemaster Executive

Issuer details

Industry: Manufacturing (See others in industry)

Address:
655 Wheat Lane
Wood Dale, IL, 60191