Form D · Other Investment Fund

POTOMAC FUTURES FUND LP

New York, NY · CIK 0001043565

Offering snapshot reported Nov 29, 2019 · SEC filing

Reported sold
$434M
Indefinite offering
Investors reported
6,610
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 11, 1997
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$217M$434MJul 1, 2009: $363,057,948.00Jul 1, 2009Oct 15, 2009: $363,269,948.00Jun 18, 2010: $363,899,948.00Jul 8, 2010: $363,899,948.00Dec 17, 2010: $365,122,448.00Oct 5, 2011: $378,671,135.00Dec 22, 2011: $379,901,135.00Oct 2, 2012: $381,015,212.00May 2, 2013: $383,433,403.00Sep 9, 2013: $386,494,030.00Oct 3, 2013: $387,062,387.00Oct 9, 2014: $395,384,381.00Sep 1, 2015: $397,526,871.00Jun 30, 2016: $397,651,470.00Dec 19, 2016: $398,120,253.00Dec 20, 2017: $413,569,025.00Nov 8, 2018: $413,619,025.00Nov 29, 2019: $434,288,100.00Nov 29, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$413,619,025 → $434,288,100
  • Reported investors4,525 → 6,610

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2019Amendment$434,288,100$20,669,075vs Nov 8, 20186,610SEC filing
Nov 8, 2018Amendment$413,619,025$50,000vs Dec 20, 20174,525SEC filing
Dec 20, 2017Amendment$413,569,025$15,448,772vs Dec 19, 20164,524SEC filing
Dec 19, 2016Amendment$398,120,253$468,783vs Jun 30, 20163,722SEC filing
Jun 30, 2016Amendment$397,651,470$124,599vs Sep 1, 20153,717SEC filing
Sep 1, 2015Amendment$397,526,871$2,142,490vs Oct 9, 20143,711SEC filing
Oct 9, 2014Amendment$395,384,381$8,321,994vs Oct 3, 20133,653SEC filing
Oct 3, 2013Amendment$387,062,387$568,357vs Sep 9, 20133,505SEC filing
Sep 9, 2013Amendment$386,494,030$3,060,627vs May 2, 20133,495SEC filing
May 2, 2013Amendment$383,433,403$2,418,191vs Oct 2, 20123,442SEC filing
Oct 2, 2012Amendment$381,015,212$1,114,077vs Dec 22, 20113,389SEC filing
Dec 22, 2011Amendment$379,901,135$1,230,000vs Oct 5, 20113,369SEC filing
Oct 5, 2011Amendment$378,671,135$13,548,687vs Dec 17, 20103,355SEC filing
Dec 17, 2010Amendment$365,122,448$1,222,500vs Jun 18, 20103,165SEC filing
Jul 8, 2010Amendment$363,899,948$0vs Jun 18, 20103,160SEC filing
Jun 18, 2010Amendment$363,899,948$630,000vs Oct 15, 20093,160SEC filing
Oct 15, 2009Amendment$363,269,948$212,000vs Jul 1, 20093,143SEC filing
Jul 1, 2009Amendment$363,057,948No comparison3,139SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$4.7M
Finders' fees
$0
Form D file number
021-128356
The estimate of fees includes projected fees payable over the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc. ("CGM")7059Citigroup Global Markets Inc. · CRD 7059
Morgan Stanley Smith Barney LLC ("MSSB")149777Morgan Stanley Smith Barney LLC · CRD 149777
CREDIT SUISSE SECURITIES (USA) LLC ("CS")816CREDIT SUISSE SECURITIES (USA) LLC · CRD 816
ROBERT W. BAIRD & CO. INCORPORATED8158ROBERT W. BAIRD & CO. INCORPORATED · CRD 8158

Source: Form D, filed Nov 29, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Craig Abruzzo Director
Jeremy Beal Director
Ian Bernstein Director
Brian Centner Executive
Steven Ciampi Director
Alper Daglioglu Director, Executive
Walter Davis Director, Executive
Daryl Dewbrey Director
Patrick T. Egan Director, Executive
Smith Frank Director
Damian George Executive
Matthew Graver Director
Harry Handler Director
Etsuko Jennings Director
Douglas J. Ketterer Director
Kevin Klingert Director
Alice Lonero Executive
Jennifer Magro Director, Executive
Paul M. Martin Director
Michael Mc Grath Director
Edmond Moriarty Executive
Colbert Narcisse Director
Raymond Nolte Director
Maureen O' Toole Director, Executive
Jerry Pascucci Director, Executive
Ihor Rakowsky Director, Executive
Steven Ross Director, Executive
Shelley Deavitt Ullman Director, Executive
Feta Zabeli Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ceres Managed Futures Llc 522 Fifth Avenue
New York, NY, 10036