Form D · Other Investment Fund

Portman Ridge Finance Corp

New York, NY · CIK 1372807

Offering snapshot reported Nov 4, 2021 · SEC filing

Reported sold
$16.7M
Offering amount: $16.7M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 22, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2021Initial$16,700,047No comparison2SEC filing
May 12, 2021Initial$4,019,598No comparison3SEC filing
Dec 16, 2020Initial$571,843No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-419896
The above amounts reflect the net asset value of the shares of common stock issued and sold by the Issuer.

Source: Form D, filed Nov 4, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Graeme Dell Director
Andrew Devine Executive
Alexander Duka Director
Edward Gilpin Executive
Edward Goldthorpe Director, Executive
George Gunebaum Director
David Held Executive
Dean Kehler Director
Christopher Lacovara Director
Joseph Morea Director
Jason T. Roos Executive
Patrick Schafer Executive
Robert Warshauer Director
Matthew Westwood Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
650 Madison Avenue 23rd Floor
New York, NY, 10022