Form D · Hedge Fund
Confluence Multi-Strategy Fund, LLC
Portland, OR · CIK 0001469537
Offering snapshot reported Oct 4, 2019 · SEC filing
- Reported sold
- $201M Indefinite offering
- Investors reported
- 96 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$189,652,712 → $201,265,712
- Reported investors94 → 96
- Minimum accepted$250,000 → $100,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 4, 2019 | Amendment | $201,265,712 | $11,613,000vs Apr 16, 2015 | 96 | SEC filing |
| Apr 16, 2015 | Amendment | $189,652,712 | $37,925,000vs Apr 16, 2014 | 94 | SEC filing |
| Apr 16, 2014 | Amendment | $151,727,712 | $22,380,000vs Aug 9, 2013 | 76 | SEC filing |
| Aug 9, 2013 | Amendment | $129,347,712 | No comparison | 76 | SEC filing |
| Oct 4, 2012 | Amendment | $108,577,712 | No comparison | 56 | SEC filing |
| Aug 26, 2011 | Initial | $95,405,101 | No comparison | 56 | SEC filing |
| Aug 24, 2010 | Amendment | $83,307,212 | No comparison | 50 | SEC filing |
| Aug 11, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-133517
The amounts sold and number of purchasers reported in the Form D do not take redemptions and/or withdrawals into consideration.
Limited liability company interests. The minimum investment reflected in Item 11 may be waived.
No selling commissions or fees are paid by the Issuer with respect to the solicitation of the Issuer's interests.
Source: Form D, filed Oct 4, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CONFLUENCE MULTI-STRATEGY FUND LLC
Investment adviser: BMO FAMILY OFFICE, LLC
- Gross asset value
- $1.4M
- Beneficial owners
- 12
- ADV minimum commitment
- $0
Reported in Form ADV on Jan 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CHARLES SCHWAB & CO., INC.
SEC 8-16514 · LEI 801-29938
Filing source
Form ADV 2038537 · Jan 28, 2026 · Schedule D 7.B.(1), fund 805-5657488694
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Benevides | Executive |
| Bmo Asset Management Corp. Bmo Asset Management Corp. | Executive, Promoter |
| Bmo Family Office, Llc | Executive, Promoter |
| Ctc Consulting, Llc Ctc Consulting, Llc | Executive, Promoter |
| Michael D. Finan | Executive |
| Curtis N. Fintel | Executive |
| Robert G. Gray | Executive |
| Kristi J. Hanson | Executive |
| Karen M. Harding | Executive |
| Harris My Cfo, Llc Harris My Cfo, Llc | Promoter |
| Erik Lewis | Executive |
| Garbis P. Mechigian | Executive |
| Porthos Partners, Llc Porthos Partners, Llc | Executive, Promoter |
| Craig Rawlins | Executive |
| Mark Thomas | Executive |
| Scott Wickizer | Executive |
| Robin E. Willoughby | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Portland, OR, 97239