Form D · Private Equity Fund

Portfolio Advisors Secondary Fund II (Offshore), L.P.

Darien, CT · CIK 0001558268

Offering snapshot reported Nov 15, 2013 · SEC filing

Reported sold: $59.6M
Investors reported: 11
Minimum accepted: $0
First sale: Sep 7, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$32,700,000 → $59,550,000
Reported investors6 → 11

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 15, 2013	Amendment	$59,550,000	$26,850,000vs Aug 16, 2013	11	SEC filing
Aug 16, 2013	Amendment	$32,700,000	$6,200,000vs Oct 5, 2012	6	SEC filing
Oct 5, 2012	Amendment	$26,500,000	$25,000,000vs Sep 14, 2012	2	SEC filing
Sep 14, 2012	Initial	$1,500,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $81.2K
Finders' fees: $0
Form D file number: 021-184176

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fortress Group, Inc.	None
RBC Wealth Management	None
Morgan Keegan & Company, Inc.	None
Alternative Investments Company, B.V.	None
Heptagon Capital Limited	None
Lytton Financial Inc.	None

Source: Form D, filed Nov 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PORTFOLIO ADVISORS SECONDARY FUND II (OFFSHORE), L.P.

Investment adviser: PORTFOLIO ADVISORS LLC

Gross asset value: $0
Beneficial owners: 4
ADV minimum commitment: $5M

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA STAMFORD, Connecticut, United States Related to adviser: No

Marketer ALTERNATIVE INVESTMENTS COMPANY, B.V. AMSTERDAM, Netherlands Related to adviser: No

Marketer FORTRESS GROUP, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer HSBC BANK PLC LONDON, United Kingdom Related to adviser: No

Marketer KB INVESTMENT AND SECURITIES CO. LTD. SEOUL, Korea, South Related to adviser: No

Marketer MORGAN KEEGAN & COMPANY, INC. MEMPHIS, Tennessee, United States Related to adviser: No

Marketer RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

FORTRESS GROUP, INC.
CRD 104408 · SEC 8-52864

MORGAN KEEGAN & COMPANY, INC.
CRD 4161 · SEC 801-19665

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 801-13059

Filing source

Form ADV 702112 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-4254646986

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Paul R. Crotty	Executive
Pasf Ii (Gp), Llc Pasf Ii (Gp), Llc	Executive
Pasf Ii (Gp), Llc	Executive
Portfolio Advisors, Llc Portfolio Advisors, Llc	Executive
Portfolio Advisors, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Portfolio Advisors, Llc 9 Old Kings Highway South
Darien, CT, 06820