Form D · Private Equity Fund

Portfolio Advisors Private Equity Fund IX, L.P.

Darien, CT · CIK 0001665469

Offering snapshot reported Oct 12, 2018 · SEC filing

Reported sold
$706M
Offering amount: $706M
Investors reported
45
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$353M$706MFeb 1, 2016: $130,000,000.00Feb 1, 2016Aug 24, 2016: $290,475,000.00Aug 24, 2016Aug 18, 2017: $341,728,400.00Aug 18, 2017Aug 15, 2018: $686,061,478.00Oct 12, 2018: $706,045,855.00Oct 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$686,061,478 → $706,045,855
  • Reported investors40 → 45

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 12, 2018Amendment$706,045,855$19,984,377vs Aug 15, 201845SEC filing
Aug 15, 2018Amendment$686,061,478$344,333,078vs Aug 18, 201740SEC filing
Aug 18, 2017Amendment$341,728,400$51,253,400vs Aug 24, 201627SEC filing
Aug 24, 2016Amendment$290,475,000$160,475,000vs Feb 1, 20165SEC filing
Feb 1, 2016Initial$130,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$118K
Finders' fees
$0
Form D file number
021-256422

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EBW Capital LimitedNone
Trium Capital InternationalNone

Source: Form D, filed Oct 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PORTFOLIO ADVISORS PRIVATE EQUITY FUND IX, L.P.

Investment adviser: PORTFOLIO ADVISORS LLC

Gross asset value
$158M
Beneficial owners
47
ADV minimum commitment
$5M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator AD CARTA, LLC DARIEN, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian ALEX BROWN A DIVISION OF RAYMOND JAMES BALTOMORE, Maryland, United States Related to adviser: No
Custodian BANK OF AMERICA STAMFORD, Connecticut, United States Related to adviser: No
Custodian MERRILL LYNCH SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Filing source

Form ADV 2070706 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-8592406446

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William J. Indelicato Executive
Papef Ix Gp, Llc Promoter
Portfolio Advisors, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Portfolio Advisors, Llc 9 Old Kings Highway South
Darien, CT, 06820