Form D · Other Investment Fund

Portfolio 1, a Series of Empire Capital OPP Investments LLC

Wilmington, DE · CIK 0001835397

Offering snapshot reported Sep 29, 2021 · SEC filing

Reported sold
$986K
Offering amount: $986K
Investors reported
72
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 11, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$553K$1.11MSep 15, 2021: $1,106,333.00Sep 15, 2021Sep 29, 2021: $986,214.00Sep 29, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,106,333 → $986,214

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 29, 2021Amendment$986,214-$120,119vs Sep 15, 202172SEC filing
Sep 15, 2021Initial$1,106,333No comparisonNot reportedSEC filing
Aug 11, 2021Initial$1,106,333No comparison71SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-413447

Source: Form D, filed Sep 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Executive
Llc Ef Capital Management Director
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
427 N Tatnall St #34425
Wilmington, DE, 19801