Form D · Hedge Fund

Pondfield Opportunities Fund LP

Cleveland, OH · CIK 0001620893

Offering snapshot reported Oct 5, 2015 · SEC filing

Reported sold: $12.6M
Investors reported: 10
Minimum accepted: $0
First sale: Aug 22, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$200,000 → $0

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 5, 2015	Amendment	$12,595,000	$0vs Oct 7, 2014	10	SEC filing
Oct 7, 2014	Initial	$12,595,000	No comparison	10	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-225937

Source: Form D, filed Oct 5, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PONFIELD OPPORTUNITY FUND LP

Investment adviser: ANCORA ADVISORS LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS, A DST COMPANY BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 993092 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-8205604494

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ancora Advisors Llc	Executive, Promoter
Brian Hopkins	Executive
Ryan Hummer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ancora Advisors Llc 6060 Parkland Boulevard, Suite 200
Cleveland, OH, 44124