Form D · Private Equity Fund

Pondfield Capital, LLC

New York, NY · CIK 0001589313

Offering snapshot reported Oct 16, 2014 · SEC filing

Reported sold
$77.6M
Offering amount: $77.6M
Investors reported
18
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Jul 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.8M$77.6MOct 16, 2013: $72,350,000.00Oct 16, 2013Oct 18, 2013: $72,350,000.00Oct 16, 2014: $77,600,000.00Oct 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$72,350,000 → $77,600,000
  • Reported investors15 → 18

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2014Amendment$77,600,000$5,250,000vs Oct 18, 201318SEC filing
Oct 18, 2013Amendment$72,350,000$0vs Oct 16, 201315SEC filing
Oct 16, 2013Initial$72,350,000No comparison15SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$203K (estimated)
Finders' fees
$0
Form D file number
021-204637

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
E.L.K. Capital Advisors, LLC134999

Source: Form D, filed Oct 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PONDFIELD CAPITAL, LLC

Investment adviser: DEERPATH CAPITAL MANAGEMENT, LP

Gross asset value
$203K
Beneficial owners
18
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

Filing source

Form ADV 1624901 · Mar 30, 2022 · Schedule D 7.B.(1), fund 805-6283490260

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Cahill Director
Michael Feerick Director
James H Kirby Promoter
Scott Perekslis Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
405 Lexington Avenue, 53 Rd Floor
New York, NY, 10174