Form D · Private Equity Fund

Pomona Capital IX (Offshore), L.P.

New York, NY · CIK 0001670630

Offering snapshot reported Mar 30, 2018 · SEC filing

Reported sold: $1.62B
Investors reported: 57
Minimum accepted: $0
First sale: Mar 31, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 57

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 30, 2018	Amendment	$1,622,954,081	No comparison	57	SEC filing
Mar 30, 2017	Amendment	$846,300,000	No comparison	23	SEC filing
Mar 30, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-260262

The Total Amount Sold includes amounts offered and sold by the Issuer, Pomona Capital IX, L.P. (of which the Issuer is a "feeder") and the Subscription from the General Partner.

Each placement agent listed in Item 12 will receive a fee generally based on a percentage of total subscriptions sold by such agent on behalf of the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Finanzas Y Negocios International Inc.	None
Heungkuk Securities Co. Ltd.	None
Cheverny Capital Inc.	None
Teneo Partners Japan Limited	None
Axon Partners AG	None
Halman-Aldubi Investment Funds Ltd	None

Source: Form D, filed Mar 30, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POMONA CAPITAL IX (OFFSHORE), L.P.

Investment adviser: POMONA MANAGEMENT LLC

Gross asset value: $2.77M
Beneficial owners: 69
ADV minimum commitment: $10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator COLMORE NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Marketer AXON PARTNERS AG ZUG, Switzerland Related to adviser: No

Marketer CHEVERNY CAPITAL INC. MONTREAL, Canada Related to adviser: No

Marketer FINANZAS Y NEGOCIOS INTERNATIONAL INC. LAS CONDES-SANTIAGO, Chile Related to adviser: No

Marketer HALMAN-ALDUBI INVESTMENT FUNDS LTD. HOLON, Israel Related to adviser: No

Marketer HEUNGKUK SECURITIES CO. LTD. SEOUL, Korea, South Related to adviser: No

Marketer TENEO PARTNERS JAPAN LIMITED TOKYO, Japan Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2073521 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6595946750

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stephen Futrell	Executive
Michael Granoff	Executive
Frances Janis	Executive
N/A Pomona G.P. Holdings Llc	Promoter
N/A Pomona G.P. Holdings, Llc	Promoter
N/A Pomona Management Llc	Promoter
N/A Pomona Secondary Associates Ix, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

780 Third Avenue, 46 Th Floor
New York, NY, 10017