Form D · Private Equity Fund

Pomona Capital IX, L.P.

New York, NY · CIK 0001670629

Offering snapshot reported Mar 30, 2018 · SEC filing

Reported sold
$1.62B
Offering amount: $1.75B
Investors reported
115
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 31, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$811M$1.62BMar 30, 2016Mar 30, 2017: $846,300,000.00Mar 30, 2017Mar 30, 2018: $1,622,954,081.00Mar 30, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$846,300,000 → $1,622,954,081
  • Reported investors65 → 115

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 30, 2018Amendment$1,622,954,081$776,654,081vs Mar 30, 2017115SEC filing
Mar 30, 2017Amendment$846,300,000No comparison65SEC filing
Mar 30, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-260260
The Total Amount Sold includes amounts offered and sold by "feeder" funds and the Subscription from the General Partner.

Source: Form D, filed Mar 30, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POMONA CAPITAL IX, L.P.

Investment adviser: POMONA MANAGEMENT LLC

Gross asset value
$1.31B
Beneficial owners
199
ADV minimum commitment
$10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator COLMORE NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian UBS GROUP A.G. NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 2073521 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8972097021

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen Futrell Executive
Michael Granoff Executive
Frances Janis Executive
N/A Pomona Associates Ix, L.P. Promoter
N/A Pomona G.P. Holdings Llc Promoter
N/A Pomona G.P. Holdings, Llc Promoter
N/A Pomona Management Llc Promoter
N/A Pomona Secondary Associates Ix, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
780 Third Avenue, 46 Th Floor
New York, NY, 10017